The flow of financial information, and hence the risk, between you and your clients needs protection. From Sarbanes-Oxley compliance to the latest regulations of the U.S. Securities and Exchange Commission (SEC) or the Federal Deposit Insurance Corporation (FDIC), the financial services industry is highly regulated. These regulations require financial services organizations to deploy safeguards to reduce the operational risk involved in the use of email, the Internet and Service-Oriented Architectures (SOA).
The financial sector is turning to Noverant to ensure secure encrypted delivery of information, provide training and demonstrate safety, compliance and document verification. Noverant’s scalable solutions are available from any location at any time for any size organization, from small businesses to multibillion-dollar corporations.
Online Assessments for Certification with Compliance for Electronic Signature
Noverant’s expansive assessment tool will allow your staff the convenience of obtaining certifications online, with real time grading. Your organization will be able to improve the effectiveness of SOP-driven training, while reducing the cost and ensuring government compliance for electronic signature, management and archival of critical records. Upon successful completion of training, individuals will receive certification appropriate for their internal or external auditors.
Third Party Access By Regulatory Agencies
Because Noverant systems allow third party access by regulatory agencies, your job and theirs is made much easier. Noverant systems meet compliance standards for agencies such as the SEC, FDIC, Payment Card Industry (PCI) and the Statement on Auditing Standards No. 70 (SAS-70 Type II Compliance).
No Upfront Software Licenses or Software Maintenance Fees
Through Noverant’s hosted application service model, your organization will enjoy affordable per-user and per-document pricing. Your information delivery and training can be implemented on the Noverant system in a few days, with no expensive upfront software licenses or software maintenance fees, and with seamless connectivity to any HRIS system, documentation system, CAPA system and batch records system.
You will be able to run profit center applications with Noverant’s high-performance hardware and value-added services, which include application monitoring, firewall security, intrusion detection (IDS), database clustering and disaster recovery.
Contact Noverant to find out how you can improve the effectiveness of your SOP-driven training, while reducing the cost and ensuring compliance for electronic signature, management and archival of critical records.